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Appointed Representatives: The enhanced regime following lessons from Greensill Capital

Following publication of the Treasury Select Committee’s report in 2021 on Lessons from Greensill Capital, the TSC made a series of recommendations for the FCA and HM Treasury to consider. These included reforms to the Appointed Representatives regime that was first introduced in 1986, with a view to limiting the scope of the regime and accordingly reducing opportunities for misuse.

4-5 Gray's Inn Square's Rowena Wisniewska and Lewis Silkin's Wendy Saunders outline the background to the Appointed Representatives (AR) scheme, the key changes and what Principal Firms can expect going forward.

Access the full article here

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